Proofpoint Supervision is a compliance monitoring solution that monitors and supervises digital communications to enable compliance with SEC, FINRA, and other regulations. The product uses machine learning models to streamline compliance supervision by reducing low-risk content and analyst review fatigue. The solution identifies bottlenecks, improves collaboration, and boosts productivity to reduce compliance risks. It identifies vulnerable users who create compliance risk and highlights their frequent rule violations. The system monitors review progress to identify review teams that are falling behind and notifies reviewers and compliance teams when queues grow beyond set thresholds. It enables compliance administrators to perform email monitoring and ensure that reviewers complete their assigned review work on time. The solution provides visual reporting tools for archived content and offers native support across email, social media and enterprise collaboration platforms. This enables financial services organizations to respond to regulatory audit requests and pinpoint compliance violations. The platform accelerates FINRA, SEC and IIROC compliance review processes and is available on public cloud. It governs and manages digital communication channels including messaging apps, video calls, social media, and collaboration platforms.
